UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
QUALYS, INC. |
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.001 PER SHARE |
(Title of Class of Securities)
74758T 303 |
(CUSIP Number)
December 31, 2012 |
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 74758T 303 | 13G | Page 2 of 14 Pages |
1. |
NAMES OF REPORTING PERSONS
Trident Capital Management-V, L.L.C. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
6,288,626 | ||||
6. | SHARED VOTING POWER
nil | |||||
7. | SOLE DISPOSITIVE POWER
6,288,626 | |||||
8. | SHARED DISPOSITIVE POWER
nil | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,288,626 | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.00% | |||||
12. |
TYPE OF REPORTING PERSON
OO |
CUSIP No. 74758T 303 | 13G | Page 3 of 14 Pages |
1. |
NAMES OF REPORTING PERSONS
Trident Capital Fund-V, L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
5,639,301 | ||||
6. | SHARED VOTING POWER
nil | |||||
7. | SOLE DISPOSITIVE POWER
5,639,301 | |||||
8. | SHARED DISPOSITIVE POWER
nil | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,639,301 | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.93% | |||||
12. |
TYPE OF REPORTING PERSON
PN |
CUSIP No. 74758T 303 | 13G | Page 4 of 14 Pages |
1. |
NAMES OF REPORTING PERSONS
Trident Capital Fund-V Affiliates Fund, L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
32,770 | ||||
6. | SHARED VOTING POWER
nil | |||||
7. | SOLE DISPOSITIVE POWER
32,770 | |||||
8. | SHARED DISPOSITIVE POWER
nil | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,770 | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.10% | |||||
12. |
TYPE OF REPORTING PERSON
PN |
CUSIP No. 74758T 303 | 13G | Page 5 of 14 Pages |
1. |
NAMES OF REPORTING PERSONS
Trident Capital Fund-V Affiliates Fund (Q), L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
31,269 | ||||
6. | SHARED VOTING POWER
nil | |||||
7. | SOLE DISPOSITIVE POWER
31,269 | |||||
8. | SHARED DISPOSITIVE POWER
nil | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,269 | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.10% | |||||
12. |
TYPE OF REPORTING PERSON
PN |
CUSIP No. 74758T 303 | 13G | Page 6 of 14 Pages |
1. |
NAMES OF REPORTING PERSONS
Trident Capital Fund-V Principals Fund, L.P. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
156,856 | ||||
6. | SHARED VOTING POWER
nil | |||||
7. | SOLE DISPOSITIVE POWER
156,856 | |||||
8. | SHARED DISPOSITIVE POWER
nil | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
156,856 | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.50% | |||||
12. |
TYPE OF REPORTING PERSON
PN |
CUSIP No. 74758T 303 | 13G | Page 7 of 14 Pages |
1. |
NAMES OF REPORTING PERSONS
Trident Capital Parallel Fund-V, C.V. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
428,430 | ||||
6. | SHARED VOTING POWER
nil | |||||
7. | SOLE DISPOSITIVE POWER
428,430 | |||||
8. | SHARED DISPOSITIVE POWER
nil | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
428,430 | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.36% | |||||
12. |
TYPE OF REPORTING PERSON
PN |
CUSIP No. 74758T 303 | 13G | Page 8 of 14 Pages |
Item 1(a). | Name of Issuer: |
Qualys, Inc.
Item 1(b). | Address of Issuers Principal Executive Offices: |
1600 Bridge Parkway, Redwood City, California 94065
Item 2(a). | Name of Person Filing: |
This statement is being filed by Trident Capital Management-V, L.L.C.
(TCMV), Trident Capital Fund-V, L.P. (TCV), Trident Capital Fund-V
Affiliates Fund, L.P. (TCVA), Trident Capital Fund-V Affiliates Fund (Q), L.P.
(TCVAQ), Trident Capital Fund-V Principals Fund, L.P. (TCVP), and Trident
Capital Parallel Fund-V, C.V. (TCVCV).
TCMV serves as the sole general partner of TCV, TCVA, TCVAQ and TCVP, and as the sole investment general partner of TCVCV.
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
The address of the principal business office of each of TCMV, TCV, TCVA, TCVAQ, TCVP and TCVCV is:
c/o Trident Capital
505 Hamilton Avenue, Suite 200
Palo Alto, California 94301
Item 2(c). | Citizenship: |
TCMV - Delaware
TCV - Delaware
TCVA - Delaware
TCVAQ - Delaware
TCVP - Delaware
TCVCV - Netherlands
Item 2(d). | Title of Class of Securities: |
Common Stock, par value $0.001 per share (the Common Stock)
Item 2(e). | CUSIP Number: |
74758T 303
Item 3. | Not Applicable. |
CUSIP No. 74758T 303 | 13G | Page 9 of 14 Pages |
Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: |
As of December 31, 2012:
| TCV was the record holder of 5,639,301 shares of Common Stock (the TCV Shares); |
| TCVA was the record holder of 32,770 shares of Common Stock (the TCVA Shares); |
| TCVAQ was the record holder of 31,269 shares of Common Stock (the TCVAQ Shares); |
| TCVP was the record holder of 156,856 shares of Common Stock (the TCVP Shares); and |
| TCVCV was the record holder of 428,430 shares of Common Stock (the TCVCV Shares). |
By virtue of their relationship as affiliated entities, each of TCV, TCVA, TCVAQ, TCVP and TCVCV may be deemed to beneficially own the TCV Shares, TCVA Shares, TCVAQ Shares, TCVP Shares and TCVCV Shares for an aggregate of 6,288,626 shares (the Record Shares). TCMV, as sole general partner of TCV, TCVA, TCVAQ and TCVP, and as sole investment general partner of TCVCV, may also be deemed to beneficially own the Record Shares. The members of TCMV are Donald R. Dixon, Peter T. Meekin, John H. Moragne and Robert C. McCormack (the TCMV Members). The TCMV Members may also be deemed to beneficially own the Record Shares.
Each reporting person and each TCMV Member disclaims beneficial ownership of such shares except to the extent of their pecuniary interest, if any, and this report shall not be deemed an admission that the reporting persons or any TCMV Member are the beneficial owner of all of the reported shares.
(b) | Percent of class: |
TCMV |
20.00 | % | ||
TCV |
17.93 | % | ||
TCVA |
0.10 | % | ||
TCVAQ |
0.10 | % | ||
TCVP |
0.50 | % | ||
TCVCV |
1.36 | % |
The foregoing percentages are calculated based on the 31,436,820 shares of Common Stock of Qualys, Inc. (Qualys) outstanding as of December 31, 2012, as reported by Qualys to the reporting persons.
CUSIP No. 74758T 303 | 13G | Page 10 of 14 Pages |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: |
TCMV |
6,288,626 | |||
TCV |
5,639,301 | |||
TCVA |
32,770 | |||
TCVAQ |
31,269 | |||
TCVP |
156,856 | |||
TCVCV |
428,430 |
(ii) | Shared power to vote or to direct the vote: |
See item 4(a) above.
(iii) | Sole power to dispose or to direct the disposition of: |
TCMV |
6,288,626 | |||
TCV |
5,639,301 | |||
TCVA |
32,770 | |||
TCVAQ |
31,269 | |||
TCVP |
156,856 | |||
TCVCV |
428,430 |
(iv) | Shared power to dispose or to direct the disposition of: |
See item 4(a) above.
Item 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
Item 9. | Notice of Dissolution of Group. |
Not applicable.
CUSIP No. 74758T 303 | 13G | Page 11 of 14 Pages |
Item 10. | Certification. |
Not applicable.
CUSIP No. 74758T 303 | 13G | Page 12 of 14 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 8, 2013
TRIDENT CAPITAL MANAGEMENT V, L.L.C |
Executed by the undersigned as an authorized signatory of the foregoing limited liability company: |
/s/ Donald R. Dixon |
Donald R. Dixon |
TRIDENT CAPITAL FUND-V, L.P. |
TRIDENT CAPITAL FUND-V AFFILIATES FUND, L.P. |
TRIDENT CAPITAL FUND-V AFFILIATES FUND (Q), L.P. |
TRIDENT CAPITAL FUND-V PRINCIPALS FUND, L.P. |
TRIDENT CAPITAL PARALLEL FUND-V, C.V. |
Executed by the undersigned as an authorized signatory of the general partner of each of the foregoing funds: |
/s/ Donald R. Dixon |
Donald R. Dixon |
CUSIP No. 74758T 303 | 13G | Page 13 of 14 Pages |
EXHIBIT INDEX
Exhibit 1. | Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. |
CUSIP No. 74758T 303 | 13G | Page 1 4 of 14 Pages |
Exhibit 1
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
Date: February 8, 2013
TRIDENT CAPITAL MANAGEMENT V, L.L.C |
Executed by the undersigned as an authorized signatory of the foregoing limited liability company: |
/s/ Donald R. Dixon |
Donald R. Dixon |
TRIDENT CAPITAL FUND-V, L.P. |
TRIDENT CAPITAL FUND-V AFFILIATES FUND, L.P. |
TRIDENT CAPITAL FUND-V AFFILIATES FUND (Q), L.P. |
TRIDENT CAPITAL FUND-V PRINCIPALS FUND, L.P. |
TRIDENT CAPITAL PARALLEL FUND-V, C.V. |
Executed by the undersigned as an authorized signatory of the general partner of each of the foregoing funds: |
/s/ Donald R. Dixon |
Donald R. Dixon |